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U.S. Securities and Exchange Commission
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311	Mirabaud: Morgan Stanley Deal - "a Significant Step Forward" Add to Reading List Source URL: www.fintechgroup.com Language: English - Date: 2016-02-24 02:25:08 Finance Economy Money Stock market 73rd United States Congress Securities Act U.S. Securities and Exchange Commission Investment Security Long-Term Capital Management Morgan Stanley
312	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-05-13 11:06:15 Government Economy Financial regulation International Organization of Securities Commissions Corporate governance Securities commission Netherlands Authority for the Financial Markets Egyptian Financial Supervisory Authority Financial Supervisory Authority Comisin Nacional del Mercado de Valores U.S. Securities and Exchange Commission Securities and Futures Commission
313	Niemeyer, Clint From: Sent: Subject: Lord, Dan Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:51 Economy Finance Money Stanford Financial Group Criminal investigation Great Recession Corporate crime U.S. Securities and Exchange Commission Stanford International Bank Security Securities Investor Protection Corporation Laura Pendergest-Holt
314	The Western Hemisphere Payments and Securities Clearance and Settlement 1 Initiative Massimo Cirasino Add to Reading List Source URL: www.forodepagos.org Language: English - Date: 2012-10-15 21:44:51 Systemic risk Financial regulation Central banks Corporate crime U.S. Securities and Exchange Commission Clearing International Organization of Securities Commissions Systemically important payment systems Security Securities commission Payment system Federal Reserve System
315	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-09-25 13:54:27 United States securities law Economy Law Financial Industry Regulatory Authority Business U.S. Securities and Exchange Commission North American Securities Administrators Association Uniform Securities Agent State Law Exam
316	25 JanuaryRecent Trends in Securities Class Action Litigation: 2015 Full-Year Review Record Number of Cases Being Filed Faster than Ever with the Shortest Alleged Class Periods Add to Reading List Source URL: www.carolinasclassaction.com Language: English - Date: 2016-04-13 13:06:35 SEC filings Private Securities Litigation Reform Act Initial public offering Economy Financial economics Finance Corporate crime U.S. Securities and Exchange Commission Securities Litigation Uniform Standards Act
317	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-01-12 09:39:19 U.S. Securities and Exchange Commission Crowdfunding United States securities law 73rd United States Congress Stock market Regulation D Securities Act Regulation A Direct public offering Jumpstart Our Business Startups Act Securities Exchange Act Security
318	FOR IMMEDIATE RELEASE NoContact: Kevin Anselm Director, Division of Banking & Securities Add to Reading List Source URL: www.commerce.alaska.gov Language: English - Date: 2015-12-29 17:51:42 Stock market Corruption Securities fraud Security Real estate investment trust Investor Ponzi scheme U.S. Securities and Exchange Commission Private money investing Madoff investment scandal
319	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-12-02 09:21:04 United States securities law North American Securities Administrators Association Financial Industry Regulatory Authority Joseph Borg U.S. Securities and Exchange Commission Broker-dealer Financial adviser
320	October 9, 2013 Reasonable Steps to Verify Practice Group(s): Add to Reading List Source URL: www.klgates.com Language: English - Date: 2013-10-23 15:31:45 U.S. Securities and Exchange Commission 73rd United States Congress Investment United States securities law Crowdfunding Regulation D Securities Act Accredited investor Jumpstart Our Business Startups Act Securities Exchange Act Private placement

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